ALL YOU NEED TO RESPOND TO THE NEW SRA CODE OF CONDUCT

 

THE SRA IS PUTTING HUGE REGULATORY BURDENS ON FIRMS AND THEIR COMPLIANCE OFFICERS.
Socrates offers the complete solution.

TRAINING

One hour of top quality, online training, so all fee earners will understand:

  • the new regulatory system
  • the changes in the conduct rules
  • how to apply the rules in practice.

Lively. Interactive. CPD accredited.


PRECEDENTS

The Code requires firms to demonstrate clear and effective governance. We provide the precedents you need, including:

  • compliance plan
    (to meet the requirements of the Authorisation Rules)
  • risk management manual
    (to ensure compliance with Chapters 1 & 7)
  • updated engagement letters and terms of engagement (reflecting Chapter 1 on Client Care)
  • billing information (reflecting Outcome 1.14)
  • complaints policy (required by Indicative Behaviour 1.22)
  • whistle-blower and reporting policy (required by Indicative Behaviour 10.10)
  • equality and diversity policy (to comply with Chapter 2)
  • risk assessment form (see Outcome 7.3)
  • referral documentation (see Chapters 6 & 9)
  • conflicts policy and procedure (see Chapters 3 & 4)
  • gifts policy (to comply with Chapter 3).

UPDATING

We will update the precedents, and also send you bulletins on regulatory changes over the following 12 months, by e-mail.

  • If this list does not give the number for your firm the registration form will display the exact price.


  • 35 PARTNER FIRM

    £2050 plus VAT

  • 20 PARTNER FIRM

    £1300 plus VAT

  • 10 PARTNER FIRM

    £800 plus VAT

  • 5 PARTNER FIRM

    £550 plus VAT

  • 4 PARTNER FIRM

    £500 plus VAT

  • 3 PARTNER FIRM

    £450 plus VAT

  • 2 PARTNER FIRM

    £400 plus VAT

  • SOLE PRACTITIONERS

    £295 + VAT

  • Or order just the training, or just the precedents and updating service, for 25% off the above price. In that case e-mail us on info@socrates-training.co.uk with your requirements.

  • Discounts available for multiple services. Contact us for details.

  • Satisfaction Guaranteed

    If you are not convinced that we provide the highest quality service, at the lowest price available, you can cancel your subscription within seven days, and pay nothing. See terms and conditions for details.

Available now. Register