TRAINING

The law says you must "regularly" train your employees to ensure they are aware of the law and risks relating to money laundering and terrorist financing (ML Regulations 2007, reg 21). We provide lively interactive training online, to meet your obligation.

This includes:

• Training programme for all practitioners, reflecting the latest law and CCAB guidance
• Online quiz, to check understanding
• Suitable both for group and individual training

COMPLIANCE MANUAL

The law says you must "be able to demonstrate" to your supervisory authority that the extent of your AML measures is "appropriate" (ML Regulations 2007, reg 7). Correct and up-to-date paperwork is vital.

We give you all you need, including:

• Precedent staff manual; just fill in the blanks with details relevant to your firm, then issue it to your staff, to ensure you can demonstrate compliance to regulators
• Checklists of the steps your firm must take to comply with the latest law
• Client identification & risk assessment form
• Guidance on the difficult issues (like how to make a report, and when privilege applies)
• Quiz questions and answers
• Copies of the updated legislation
• Note: you get materials both as hard copy and Word documents, so you can easily adapt and circulate them within your firm